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The First Half 2006
PIPE Market Investment Banking League Table
By Number of Transactions:
Investment
Banking rankings exclude all Equity Line of Credit
transactions and all PIPE transactions conducted by
Canadian domiciled issuers. On transactions where an
investment banking firm has acted solely as Financial
Advisor, that transaction has been excluded from that
firm’s ranking. Co-agented transactions award full
transaction credit to all agents participating
(regardless of status of lead agent or co-agent).
Data is created and reported by Sagient Research Systems
as of 7/19/06.
|
Placement Agent Name |
Transaction Count |
Total Amount Placed
|
|
Rodman & Renshaw,
LLC |
20 |
$ 291,639,911
|
|
Roth Capital
Partners, LLC |
16 |
$ 226,757,645
|
|
Cowen and
Company, LLC |
14 |
$ 654,101,499
|
|
Midtown Partners
& Co., LLC |
10 |
$ 28,844,077
|
|
Sanders Morris
Harris, Inc. |
9 |
$ 161,862,851
|
|
HPC
Capital Management Corp. |
9 |
$ 40,313,604
|
|
C.E.
Unterberg, Towbin |
8 |
$ 56,597,202
|
|
Dawson James
Securities, Inc. |
8 |
$ 55,290,542
|
|
Banc of America
Securities, LLC |
7 |
$ 227,614,301
|
|
Piper Jaffray &
Co. |
7 |
$ 213,713,849
|
|
Oppenheimer &
Co., Inc. |
7 |
$ 131,908,750
|
|
Ascendiant
Securities, LLC |
7 |
$ 30,250,000
|
|
Jefferies & Co.,
Inc. |
6 |
$ 278,544,750
|
|
Burnham Hill
Partners |
6 |
$ 70,028,153
|
|
Stonegate
Securities, Inc. |
6 |
$ 50,550,000
|
|
Deutsche Bank
Securities, Inc. |
5 |
$ 601,800,000
|
|
Merriman Curhan
Ford & Co. |
5 |
$ 120,829,000
|
|
Brean
Murray, Carret & Co. |
5 |
$ 66,640,172
|
|
Taglich
Brothers, Inc. |
5 |
$ 35,948,131
|
|
vFinance
Investments, Inc. |
5 |
$ 20,362,682
|
|
Westminster
Securities Corp. |
5 |
$ 10,325,000
|
|
J.P. Morgan Chase
& Co. |
4 |
$ 510,505,985
|
|
Broadband Capital
Management, LLC |
4 |
$ 240,873,500
|
|
UBS Investment
Bank |
4 |
$ 201,834,001
|
|
Needham &
Company, Inc. |
4 |
$ 146,605,183
|
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