SAGIENT RESEARCH – PIPE MARKET INVESTMENT BANKING LEAGUE TABLE
The First Half 2006 PIPE Market Investment Banking League Table By Number of Transactions:
Investment Banking rankings exclude all Equity Line of Credit transactions and all PIPE transactions conducted by Canadian domiciled issuers. On transactions where an investment banking firm has acted solely as Financial Advisor, that transaction has been excluded from that firm’s ranking. Co-agented transactions award full transaction credit to all agents participating (regardless of status of lead agent or co-agent). Data is created and reported by Sagient Research Systems as of 7/19/06.
| Placement Agent Name |
Transaction Count |
Total Amount Placed |
| Rodman & Renshaw, LLC |
20 |
$ 291,639,911 |
| Roth Capital Partners, LLC |
16 |
$ 226,757,645 |
| Cowen and Company, LLC |
14 |
$ 654,101,499 |
| Midtown Partners & Co., LLC |
10 |
$ 28,844,077 |
| Sanders Morris Harris, Inc. |
9 |
$ 161,862,851 |
| HPC Capital Management Corp. |
9 |
$ 40,313,604 |
| C.E. Unterberg, Towbin |
8 |
$ 56,597,202 |
| Dawson James Securities, Inc. |
8 |
$ 55,290,542 |
| Banc of America Securities, LLC |
7 |
$ 227,614,301 |
| Piper Jaffray & Co. |
7 |
$ 213,713,849 |
| Oppenheimer & Co., Inc. |
7 |
$ 131,908,750 |
| Ascendiant Securities, LLC |
7 |
$ 30,250,000 |
| Jefferies & Co., Inc. |
6 |
$ 278,544,750 |
| Burnham Hill Partners |
6 |
$ 70,028,153 |
| Stonegate Securities, Inc. |
6 |
$ 50,550,000 |
| Deutsche Bank Securities, Inc. |
5 |
$ 601,800,000 |
| Merriman Curhan Ford & Co. |
5 |
$ 120,829,000 |
| Brean Murray, Carret & Co. |
5 |
$ 66,640,172 |
| Taglich Brothers, Inc. |
5 |
$ 35,948,131 |
| vFinance Investments, Inc. |
5 |
$ 20,362,682 |
| Westminster Securities Corp. |
5 |
$ 10,325,000 |
| J.P. Morgan Chase & Co. |
4 |
$ 510,505,985 |
| Broadband Capital Management, LLC |
4 |
$ 240,873,500 |
| UBS Investment Bank |
4 |
$ 201,834,001 |
| Needham & Company, Inc. |
4 |
$ 146,605,183 |
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