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Taglich Brothers – Disclosure of Order Routing PracticesSEC Rule 11A(c) 1-6 Taglich Brothers, Inc. acts in an agency capacity for client orders in equity and option securities. Pursuant to Rule 11A(c) 1-6 adopted by the Securities and Exchange Commission, Taglich Brothers, Inc. is presenting certain information with respect to order routing practices by the firm during the preceding three months. You can obtain this information by accessing the link below.
If you have any questions regarding this information for listed (exchange-traded) or OTC-traded securities, you may contact Richard Oh at 800-383-8464. |
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